Unclaimed
Todd Evan Chartrand is a financial advisor with Vanguard Marketing Corp. Todd has been in the financial services industry since 2008. Todd holds FINRA Series 6, 7, 63, and 66 licenses and is registered to conduct business in Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
09/26/2013 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
NJ
06/23/1999 - 03/15/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
BC
Issued 10/08/2013
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/02/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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