Unclaimed
Todd Evan Becker is a financial advisor at LPL Financial LLC, a well-established firm with over 463 billion dollars in assets under management. Todd has been a registered representative in the financial services industry since 2002. Todd has expertise in providing financial advice to individuals, businesses, and institutions. Todd is registered in Connecticut and Texas as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
05/23/2018 - Present
LPL Financial LLC (SOUTH WINDSOR CT)
CT
12/13/2005 - 02/14/2018
INVEST FINANCIAL CORPORATION (SOUTH WINDSOR CT)
MN
07/11/2003 - 12/06/2005
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MN
07/01/2002 - 02/12/2003
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MN
06/14/2002 - 07/01/2002
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
IA
Issued 01/31/2006
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/22/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/26/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/13/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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