Invested Better
Unclaimed

Unclaimed

Unclaimed

Todd Eric Knollman

Fidelity Brokerage Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Todd? Claim Your Profile

About Todd Eric Knollman

Todd Knollman is a financial advisor with Fidelity Brokerage Services LLC. Todd has been in the industry since December 1996. Todd has a Series 4, 7, 9, 10, 63, and SIE licenses. Todd is registered in 21 states and is currently located in Covington, KY.

Firm Information

Todd Knollman is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Todd Knollman’s Registration & Firm History

KY

01/01/2008 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

KY

12/11/2007 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)

KY

01/03/2001 - 09/21/2007

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)

RI

10/08/1996 - 01/04/2001

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

Not sure if Todd Eric Knollman is right for you?

Licenses & Designations

BC

Issued 10/21/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/15/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/15/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 09/15/1998

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/07/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Todd Eric Knollman.
Not sure if Todd Eric Knollman is right for you?