Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Eric Hatton is a financial professional with over 17 years of experience in the financial services industry. Todd is currently registered with Axos Clearing LLC in Omaha, NE. He holds the Series 7, Series 24, Series 63, Series 99TO and SIE licenses. Prior to joining Axos Clearing LLC, Todd held positions at TD AMERITRADE CLEARING, INC. and NATIONAL INVESTOR SERVICES CORP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
09/08/2016 - Present
Axos Clearing LLC (Omaha NE)
NE
11/08/2004 - 09/23/2008
TD AMERITRADE CLEARING, INC. (BELLEVUE NE)
NE
07/17/2006 - 08/02/2007
NATIONAL INVESTOR SERVICES CORP. (BELLEVUE NE)
BC
Issued 11/12/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2016
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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