Unclaimed
Todd Ellison Hardberger is a licensed investment advisor with over 20 years of experience in the financial services industry. Todd has a deep understanding of the investment landscape and is committed to providing his clients with personalized financial advice and guidance. Currently, Todd is registered with The Baker Group, LP, a firm that provides investment strategies for financial institutions and other institutional investors. Prior to joining The Baker Group, LP, Todd worked for STEPHENS INC., UBS PAINEWEBBER INC., and IFG NETWORK SECURITIES, INC. Todd is also a licensed securities agent in both Oklahoma and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment strategies for financial institutions and other institutional investors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiable fees based on % of investable assets per client
1
2
OK
03/20/2015 - Present
THE Baker Group, LP (OKLAHOMA CITY OK)
AR
04/09/2002 - 03/14/2006
STEPHENS INC. (LITTLE ROCK AR)
NJ
10/19/2000 - 04/16/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
GA
10/19/2000 - 12/13/2000
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
BC
Issued 04/10/2015
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/21/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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