Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Elliott Harris is a financial advisor with Finalis Securities LLC, licensed in Connecticut and Texas. Todd has been in the financial services industry since 2021, and is registered with the Securities and Exchange Commission (SEC) as well as the Financial Industry Regulatory Authority (FINRA). Todd holds Series 63, SIE, and Series 82TO licenses. Prior to joining Finalis Securities LLC, Todd worked at PHASE ONE FINANCIAL SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/11/2023 - Present
Finalis Securities LLC (New York NY)
NY
04/05/2021 - 12/31/2023
PHASE ONE FINANCIAL SERVICES, LLC (NEW YORK NY)
BC
Issued 08/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2021
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 12/21/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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