Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Elliot Harris is an investment professional with over 20 years of experience in the financial services industry. Todd has experience with Wells Fargo Clearing Services, LLC and Ameriprise Financial Services, LLC. Todd has a broad range of experience including working with individuals, businesses, corporations, pension and profit-sharing plans, insurance companies, investment companies and charitable organizations. Todd is a registered representative in multiple states and is a Series 6, 7, 9, 10, 24, 63, and 66 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
09/03/2024 - Present
Wells Fargo Clearing Services, LLC (GILBERT AZ)
AZ
04/14/2009 - 05/20/2020
COUNTRY CAPITAL MANAGEMENT COMPANY (Gilbert AZ)
NJ
05/14/2004 - 03/20/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
01/16/2001 - 05/17/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 04/20/2009
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 01/29/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/06/2023
Series 24 - General Securities Principal Examination
BC
Issued 08/06/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/02/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/02/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/15/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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