Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Kata is a financial advisor with over 25 years of experience in the industry. Todd currently works at Pickwick Capital Partners, LLC in White Plains, NY. Todd holds the Series 63, Series 7TO, SIE, Series 55 and Series 7 licenses. Todd is also registered with the state of New York. Prior to working with Pickwick Capital Partners, LLC, Todd was employed by OCP CAPITAL, LLC and Morgan Stanley & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/05/2023 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
FL
04/18/2022 - 09/08/2023
OCP CAPITAL, LLC (WELLINGTON FL)
NY
08/20/1996 - 11/03/1999
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 09/20/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/01/2022
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/19/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Todd Kata is the right advisor for you? Invested Better is here to help.
