Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd E. Waldrop is a financial advisor with Mesirow Financial, Inc. Todd has been in the financial industry since September 13, 2001 and has been registered with Mesirow Financial, Inc. since March 28, 2003. Todd is licensed to provide financial services in Illinois, Maryland and Texas. Todd is also a Municipal Advisor Representative and has passed the Series 7, 50, 53, 54 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
03/28/2003 - Present
Mesirow Financial, Inc. (CHICAGO IL)
IL
05/29/2001 - 12/10/2002
MESIROW FINANCIAL, INC. (CHICAGO IL)
BC
Issued 12/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2019
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 03/14/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 05/25/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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