Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Smart is a financial professional with over 17 years of experience in the industry. Todd is currently registered with Bofa Securities, Inc. and is based in Saint Louis, Missouri. Todd specializes in fixed income, municipal securities, and derivatives. Todd has extensive experience working with high-net-worth individuals and families, as well as institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
MO
05/31/2024 - Present
Bofa Securities, Inc. (SAINT LOUIS MO)
IL
05/10/2019 - 05/20/2021
BOFA SECURITIES, INC. (CHICAGO IL)
IL
05/25/2017 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
IL
03/07/2011 - 05/11/2017
B. C. ZIEGLER AND COMPANY (CHICAGO IL)
IL
03/20/2007 - 05/04/2009
OPPENHEIMER & CO. INC. (CHICAGO IL)
IL
09/20/2005 - 12/12/2006
RYAN BECK & CO. (CHICAGO IL)
MD
11/30/2004 - 09/23/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IL
06/26/2001 - 11/30/2004
B. C. ZIEGLER AND COMPANY (CHICAGO IL)
BC
Issued 06/18/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/08/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/08/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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