Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Carter is a financial advisor with over 22 years of experience in the industry. Todd is registered with Frost Investment Services and has been with the firm since July 2022. Prior to that, Todd was with Raymond James Financial Services, Inc. and Legacy Texas Bank. Todd has a strong track record of providing financial advice to individuals, businesses, and charitable organizations. He holds the Series 6, 7, 63, and 65 licenses as well as the SIE exam. Todd specializes in providing financial planning, portfolio management for individuals and businesses, and financial education.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TX
08/17/2022 - Present
Frost Investment Services (SAN ANTONIO TX)
TX
09/22/2003 - 09/05/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (FRISCO TX)
IL
05/24/2001 - 05/23/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
08/16/2000 - 05/07/2001
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
TX
12/03/1999 - 07/26/2000
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
IL
06/27/1996 - 12/03/1999
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 12/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2023
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/1998
Series 7 - General Securities Representative Examination
BC
Issued 06/20/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Todd Carter is the right advisor for you? Invested Better is here to help.
