Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Gauthier is a financial advisor who has been in the industry since January 22, 1986. Gauthier is currently registered with Truist Advisory Services, Inc., a firm that provides financial planning, portfolio management, and other services to individuals, businesses, and institutions. Prior to joining Truist Advisory Services, Inc., Gauthier was registered with Wachovia Securities, LLC, First Union Brokerage Services, Inc., PrimeVest Financial Services, Inc., Invest Financial Corporation, F.N. Wolf & Co., Inc., Sherwood Capital, Inc., and First Jersey Securities, Inc. Gauthier has passed the Series 63, 65, 7, 9, 10, and 24 examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
07/12/2018 - Present
Truist Advisory Services, Inc. (ALPHARETTA GA)
GA
10/01/2000 - 01/21/2009
WACHOVIA SECURITIES, LLC (ATLANTA GA)
NC
05/29/1996 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
MN
03/20/1995 - 05/31/1996
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
NC
01/20/1993 - 02/17/1995
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
WI
06/02/1988 - 02/12/1993
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
05/16/1988 - 06/07/1988
F.N. WOLF & CO., INC.
NA
02/02/1987 - 05/18/1988
SHERWOOD CAPITAL, INC.
NA
12/23/1985 - 01/31/1987
FIRST JERSEY SECURITIES, INC.
IA
Issued 06/20/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/09/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/18/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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