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Todd Douglas Slater

Young America Capital, LLC

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About Todd Douglas Slater

Todd Slater is a securities professional with over 28 years of experience in the financial services industry. Todd is a registered representative with Young America Capital, LLC, which is located in Mamaroneck, New York. Prior to joining Young America Capital, LLC, Todd held positions with THREADSTONE ADVISORS, LLC, LAZARD CAPITAL MARKETS LLC, LAZARD FRERES & CO. LLC and UBS SECURITIES LLC. Todd holds the following securities licenses: Series 7, Series 63, Series 86, Series 87, and Series 79.

Firm Information

Todd Slater is currently registered with Young America Capital, LLC. Young America Capital, LLC is a Limited Liability Company formed in May 2000. The firm is registered in 28 states and holds one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Todd Slater’s Registration & Firm History

NY

01/06/2015 - Present

Young America Capital, LLC (MAMARONECK NY)

NY

03/15/2012 - 01/05/2015

THREADSTONE ADVISORS, LLC (NEW YORK NY)

NY

05/06/2005 - 04/13/2011

LAZARD CAPITAL MARKETS LLC (NEW YORK NY)

NY

04/02/1996 - 05/10/2005

LAZARD FRERES & CO. LLC (NEW YORK NY)

NY

06/17/1993 - 04/19/1996

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/24/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/2013

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 03/04/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 03/02/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 06/15/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Todd Douglas Slater. Review regulatory record here.
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