Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Coleman is a financial professional with over 20 years of experience in the industry. Todd has a Series 7, Series 63, Series 65, Series 79, and SIE licenses. Todd is currently registered with TD Securities (usa) LLC. Previously, Todd was a registered representative with Cowen and Company, Piper Jaffray & Co., Jefferies & Company, Inc., Broadview International LLC, Robertson Stephens, Inc., PricewaterhouseCoopers Securities LLC, and Peers & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/16/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
03/29/2017 - 04/16/2024
COWEN AND COMPANY (NEW YORK NY)
NY
06/24/2010 - 07/01/2016
PIPER JAFFRAY & CO. (NEW YORK NY)
NY
02/27/2004 - 05/01/2009
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
01/29/2004 - 02/27/2004
BROADVIEW INTERNATIONAL LLC (NEW YORK NY)
CA
04/17/2000 - 09/17/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
IL
11/03/1998 - 04/05/2000
PRICEWATERHOUSECOOPERS SECURITIES LLC (CHICAGO IL)
NY
02/17/1992 - 06/09/1993
PEERS & CO. (NEW YORK NY)
BC
Issued 05/07/1999
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/23/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/02/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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