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Todd Douglas Brauer

Neuberger Berman BD LLC

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About Todd Douglas Brauer

Todd Brauer is a financial professional with over 30 years of experience in the industry. He is currently registered with Neuberger Berman BD LLC and has been with the firm since March 2014. Todd has a strong background in securities, having held previous roles with several reputable firms including John Hancock Funds, LLC, AT Investor Services, Inc., Amvescap Services, Inc., and Putnam Mutual Funds Corp. He is a licensed Investment Advisor Representative and General Securities Representative and has a proven track record of success in the financial services industry. Todd is dedicated to providing his clients with personalized financial advice and investment strategies tailored to their individual needs and goals.

Firm Information

Todd Brauer is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Todd Brauer’s Registration & Firm History

GA

03/29/2021 - Present

Neuberger Berman BD LLC (CANTON GA)

MA

12/21/2005 - 02/28/2014

JOHN HANCOCK FUNDS, LLC (BOSTON MA)

NY

07/15/2005 - 11/21/2005

AT INVESTOR SERVICES, INC. (NEW YORK NY)

GA

06/14/1999 - 07/15/2005

AMVESCAP SERVICES, INC. (ATLANTA GA)

MA

08/08/1991 - 08/24/1998

PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)

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Licenses & Designations

IA

Issued 01/21/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/01/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/03/2000

Series 7 - General Securities Representative Examination

BC

Issued 08/05/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Todd Douglas Brauer.
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