Unclaimed
Todd David Watson is a financial advisor with RBC Capital Markets, LLC. He is a registered representative with 35 years of experience in the industry. Todd has a strong background in providing investment advice and financial planning services to a wide range of clients, including individuals, corporations, and institutions. He is also experienced in managing a variety of investment portfolios, including those for pension and profit-sharing plans, charitable organizations, and high-net-worth individuals. Before joining RBC Capital Markets, LLC, Todd worked at WELLS FARGO ADVISORS, LLC and JANNEY MONTGOMERY SCOTT LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
02/16/2018 - Present
RBC Capital Markets, LLC (FORT LAUDERDALE FL)
FL
01/15/2009 - 10/29/2014
WELLS FARGO ADVISORS, LLC (FORT LAUDERDALE FL)
FL
03/09/2007 - 01/28/2009
JANNEY MONTGOMERY SCOTT LLC (FT. LAUDERDALE FL)
FL
02/06/2007 - 03/14/2007
MORGAN KEEGAN & COMPANY, INC. (FT. LAUDERDALE FL)
FL
09/13/2002 - 03/02/2007
JANNEY MONTGOMERY SCOTT LLC (FT. LAUDERDALE FL)
NY
10/22/1998 - 09/23/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
11/04/1988 - 10/30/1998
J. B. HANAUER & CO. (PARSIPPANY NJ)
NA
02/27/1987 - 11/21/1988
HALPERT AND COMPANY, INC.
BOTH
Issued 02/12/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/21/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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