Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Nelson is a financial professional with over 10 years of experience in the financial services industry. He is currently registered with Wells Fargo Securities, LLC and has a Series 7, 24, 63, 79, 99TO, and SIE. Prior to joining Wells Fargo Securities, LLC, Todd was employed at Goldman, Sachs & Co. Todd is a Series 65 licensed investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
01/04/2018 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NY
08/29/2012 - 09/13/2016
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
09/03/2007 - 05/06/2010
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 08/29/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/13/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/01/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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