Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Bernstein is a financial advisor at Janney Montgomery Scott LLC. Todd has been in the financial services industry for over 30 years. Todd is registered with the state of Florida. Todd is licensed to sell securities and provide investment advice in several states, including Florida, California, and New York. Todd also holds the Series 7, Series 31, Series 63, and Series 65 licenses. In addition to his experience at Janney Montgomery Scott, Todd has also held positions with firms like BB&T Securities, Wells Fargo Advisors, Ryan Beck & Co., and Advest.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
FL
04/27/2020 - Present
Janney Montgomery Scott LLC (PONTE VEDRA BEACH FL)
FL
12/06/2013 - 05/13/2020
BB&T SECURITIES, LLC (PONTE VEDRA BEACH FL)
FL
06/16/2006 - 12/09/2013
WELLS FARGO ADVISORS, LLC (PONTE VEDRA BEACH FL)
FL
12/02/2005 - 06/30/2006
RYAN BECK & CO. (JACKSONVILLE FL)
CT
11/09/2001 - 12/19/2005
ADVEST, INC. (HARTFORD CT)
NY
10/03/1996 - 11/13/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
FL
03/17/1995 - 09/26/1996
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
NY
11/12/1992 - 03/15/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
10/08/1992 - 10/30/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
CT
01/15/1992 - 10/16/1992
ADVEST, INC. (HARTFORD CT)
IA
Issued 10/04/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 01/13/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Todd Bernstein is the right advisor for you? Invested Better is here to help.
