Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Thompson is a registered investment advisor representative with Harbour Investments, Inc., a firm managing over $6 billion in assets. Todd has been in the financial services industry since 1993 and has a broad range of experience serving individual and institutional clients. Todd holds the Series 63, 65, 7, and 26 licenses. In addition to his advisory work, Todd is involved in several community organizations and holds several leadership positions in various business and charitable ventures.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
10/20/2023 - Present
Harbour Investments, Inc. (Janesville WI)
OR
01/09/2019 - 07/13/2021
STANCORP EQUITIES, INC. (PORTLAND OR)
WI
02/03/2012 - 12/04/2018
SENTRY EQUITY SERVICES, INC. (STEVENS POINT WI)
CO
03/17/2010 - 02/07/2012
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
WI
01/01/2009 - 02/17/2010
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (JANESVILLE WI)
WI
12/06/2000 - 01/01/2009
HARTFORD EQUITY SALES COMPANY INC. (JANESVILLE WI)
GA
10/26/1995 - 10/30/2000
FSC SECURITIES CORPORATION (ATLANTA GA)
GA
09/20/1994 - 10/18/1995
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
MO
01/06/1992 - 03/08/1994
EVEREN SECURITIES, INC. (ST. LOUIS MO)
IA
Issued 11/11/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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