Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Hanneman is an investment advisor representative with UBS Financial Services Inc. Todd is registered with the state of Minnesota. Todd has over 20 years of experience in the financial services industry. He has held previous positions with D.A. Davidson & CO., Piper Jaffray & CO., RBC Capital Markets Corporation, RBC Dain Rauscher Inc., and Workman Securities Corporation. Todd has Series 7, 6, 24, 55, 63, 66, and SIE licenses. Todd's area of expertise includes Portfolio Management for Businesses, Portfolio Management for Individuals, Pension Consulting, and Financial Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MN
12/08/2022 - Present
UBS Financial Services Inc. (WAYZATA MN)
MN
11/18/2019 - 09/12/2022
D.A. DAVIDSON & CO. (PLYMOUTH MN)
MN
04/08/2004 - 08/12/2019
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
NY
02/06/2004 - 04/07/2004
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
10/22/1998 - 02/06/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MN
10/05/1995 - 10/12/1995
WORKMAN SECURITIES CORPORATION (EDEN PRAIRIE MN)
BOTH
Issued 12/08/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/21/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/04/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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