Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Fanning is a registered representative and investment adviser representative with Stifel, Nicolaus & Company, Inc., based in Hauppauge, NY. Todd has been working in the financial industry since 1990. Todd has held various positions at different firms including TD AMERITRADE, INC., CITIGROUP GLOBAL MARKETS INC., and ADVISORS ASSET MANAGEMENT, INC. Todd is licensed to conduct securities business in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/15/2024 - Present
Stifel, Nicolaus & Company, Inc. (HAUPPAUGE NY)
NJ
03/09/2020 - 05/27/2021
TD AMERITRADE, INC. (JERSEY CITY NJ)
NY
08/20/2010 - 03/09/2020
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/31/2009 - 12/23/2009
ADVISORS ASSET MANAGEMENT, INC. (MELVILLE NY)
NY
09/27/1993 - 02/10/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/22/1992 - 09/30/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/08/1991 - 09/04/1992
R.D. WHITE & CO., INC. (NEW YORK NY)
NA
05/12/1989 - 04/09/1990
CANTOR FITZGERALD (JAPAN) LIMITED
NY
07/25/1987 - 04/09/1990
CANTOR FITZGERALD SECURITIES CORP. (NEW YORK NY)
IA
Issued 09/19/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/1991
Series 3 - National Commodity Futures Examination
BC
Issued 04/03/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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