Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Cornell Swan is a financial advisor with over 40 years of experience in the industry. Todd has been registered with Wells Fargo Clearing Services, LLC since 2003. Prior to that, Todd was registered with Prudential Securities Incorporated and Edward D. Jones & Co., L.P. Todd is a Series 63, Series 65, Series 7 and SIE licensed professional. Todd is active in the industry as an investment advisor representative in Missouri. Todd's current firm has over 15,000 investment advisor representatives, and manages over $558 Billion in assets for clients. Todd specializes in providing financial and investment consulting to individuals, businesses, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans. Todd has provided financial advice for many years, and has a thorough understanding of the needs of a wide range of clients. Todd provides a range of financial services to clients, including portfolio management, financial planning, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
07/01/2003 - Present
Wells Fargo Clearing Services, LLC (CHESTERFIELD MO)
NY
01/11/1996 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
03/22/1984 - 01/08/1996
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
Issued 12/11/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/21/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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