linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Todd Christopher Rosser

Cetera Advisors LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Todd? Claim Your Profile

About Todd Christopher Rosser

Todd Rosser is a financial advisor with Cetera Advisors LLC and Cetera Advisor Networks LLC. Todd has over 8 years of experience in the financial services industry. Todd is a Series 7 and Series 24 licensed professional. Todd has previously worked for several other firms in the financial services industry, including CETERA FINANCIAL SPECIALISTS LLC, CETERA INVESTMENT SERVICES LLC, FIRST ALLIED SECURITIES, INC., SUMMIT BROKERAGE SERVICES, INC., GIRARD SECURITIES, INC., LEGEND EQUITIES CORPORATION, INVESTORS CAPITAL CORP., and VSR FINANCIAL SERVICES, INC..

Firm Information

Todd Rosser is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Todd Rosser’s Registration & Firm History

CA

01/22/2024 - Present

Cetera Advisors LLC (EL SEGUNDO CA)

CA

03/18/2017 - 02/03/2020

CETERA FINANCIAL SPECIALISTS LLC (EL SEGUNDO CA)

CA

03/18/2017 - 02/03/2020

CETERA INVESTMENT SERVICES LLC (EL SEGUNDO CA)

CA

02/09/2016 - 02/03/2020

FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)

CA

09/14/2015 - 02/03/2020

CETERA ADVISORS LLC (EL SEGUNDO CA)

CA

09/14/2015 - 12/03/2019

SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)

CA

02/09/2016 - 11/02/2017

GIRARD SECURITIES, INC. (EL SEGUNDO CA)

CA

02/09/2016 - 12/14/2016

LEGEND EQUITIES CORPORATION (El Segundo CA)

CA

02/09/2016 - 11/09/2016

INVESTORS CAPITAL CORP. (EL SEGUNDO CA)

CA

02/09/2016 - 11/09/2016

VSR FINANCIAL SERVICES, INC. (el segundo CA)

Not sure if Todd Christopher Rosser is right for you?

Licenses & Designations

BC

Issued 02/17/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Todd Christopher Rosser.
Not sure if Todd Christopher Rosser is right for you?