Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Christopher Maddison is a financial professional with over 20 years of experience in the industry. Todd has worked at a variety of firms, including HSBC Securities (USA) Inc., RABO SECURITIES USA, INC., UBS INTERNATIONAL INC., and MBSC, LLC. Todd currently holds Series 6, 7, 9, 24, 63, and 65 licenses. Todd's expertise spans a wide range of financial services, including investment banking, general securities, and investment company products. Currently, Todd is affiliated with HSBC Securities (USA) Inc. and is based in New York City.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
04/03/2024 - Present
Hsbc Securities (usa) Inc. (NEW YORK CITY NY)
NY
08/17/2018 - 09/06/2023
RABO SECURITIES USA, INC. (NEW YORK NY)
NY
06/07/2006 - 07/23/2018
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
09/06/2005 - 05/11/2006
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
10/17/2002 - 08/12/2005
MBSC, LLC (NEW YORK NY)
NY
04/13/1998 - 08/12/2005
DREYFUS SERVICE CORPORATION (NEW YORK NY)
IA
Issued 10/10/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/30/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/08/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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