Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Christian Smith is an investment advisor representative with Investment Research Corp. Todd has been in the industry since 1998. Todd is registered with FINRA, and is a registered investment advisor in Colorado, Missouri, New Mexico, Oregon, and Texas. Todd has experience in providing financial planning, portfolio management for individuals, businesses, and investment companies. Todd also provides investment advice to clients who are high-net-worth individuals, individuals other than high-net-worth, investment companies, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
04/03/2017 - Present
Investment Research Corp. (DENVER CO)
NM
10/22/2009 - 02/06/2017
LPL FINANCIAL LLC (ALBUQUERQUE NM)
NM
06/01/2009 - 10/23/2009
MORGAN STANLEY SMITH BARNEY (ALBUQUERQUE NM)
NM
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ALBUQUERQUE NM)
NM
11/10/2006 - 04/02/2007
MORGAN STANLEY DW INC. (ALBUQUERQUE NM)
NM
07/07/1998 - 11/17/2006
CITIGROUP GLOBAL MARKETS INC. (ALBUQUERQUE NM)
IA
Issued 08/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 05/29/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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