Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Charles Wichmann is a financial advisor with over 20 years of experience in the financial services industry. Todd is currently registered with Raymond James & Associates, Inc., and previously held positions with Wells Fargo Clearing Services, LLC, First Clearing, LLC, Wells Fargo Advisors, LLC, and Wells Fargo Investments, LLC. Todd holds a variety of licenses and certifications including the Series 6, 7, 9, 10, 63, 66, SIE and 99TO. Todd specializes in providing financial planning, portfolio management, and investment advisory services for individuals, businesses, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/16/2021 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
VA
11/11/2016 - 08/03/2021
WELLS FARGO CLEARING SERVICES, LLC (GLEN ALLEN VA)
MO
02/13/2014 - 11/11/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
FL
07/14/2010 - 02/13/2014
WELLS FARGO ADVISORS, LLC (PALM BEACH GARDENS FL)
MN
09/10/2001 - 07/14/2010
WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)
TX
07/25/2000 - 05/01/2001
VAN KAMPEN FUNDS INC. (HOUSTON TX)
BOTH
Issued 01/04/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/27/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/24/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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