Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Richardson is a financial advisor with Stifel, Nicolaus & Company, Inc., located in Irvine, CA. Todd has been in the financial services industry since 1990 and has experience providing a range of financial services including financial planning, portfolio management, and investment advisory services. Todd Richardson holds Series 3, 7, and 63 licenses and is a Certified Financial Planner. Todd Richardson is also registered in 18 states to provide financial and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/01/2019 - Present
Stifel, Nicolaus & Company, Inc. (IRVINE CA)
CA
01/01/2008 - 05/06/2009
WACHOVIA SECURITIES, LLC (IRVINE CA)
CA
01/19/1993 - 01/03/2008
A. G. EDWARDS & SONS, INC. (IRVINE CA)
NJ
04/04/1990 - 01/13/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 03/26/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1990
Series 3 - National Commodity Futures Examination
BC
Issued 02/10/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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