Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Garliss is a financial advisor at Janney Montgomery Scott LLC. Todd has been in the financial services industry since 1993 and has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Todd holds the Series 7, 24, 55, 63, and 65 licenses. Todd is committed to providing personalized financial advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
MD
01/06/2023 - Present
Janney Montgomery Scott LLC (Hunt Valley MD)
NY
07/05/2006 - 04/09/2009
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NC
07/01/2003 - 04/28/2006
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
10/01/1999 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
06/14/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
06/14/1999 - 07/16/1999
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 06/14/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
04/28/1993 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
BC
Issued 04/03/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/29/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/13/2002
Series 24 - General Securities Principal Examination
BC
Issued 03/06/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/30/2023
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/27/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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