Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Austin Patterson is a securities professional with over 20 years of experience in the financial services industry. Todd has held roles at several prominent financial institutions, including ING Financial Markets LLC, HSBC Securities (USA) Inc., Credit Suisse Securities (USA) LLC, Swiss American Securities Inc., Dresdner Kleinwort Wasserstein Securities LLC, and CIBC World Markets Corp. Todd is currently registered with Mufg Securities Americas Inc., a leading global investment bank. Todd holds the Series 7, Series 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/06/2023 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
10/13/2020 - 04/25/2023
ING FINANCIAL MARKETS LLC (NEW YORK NY)
NY
01/24/2013 - 09/18/2020
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
09/03/2008 - 03/04/2011
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/25/2003 - 09/03/2008
SWISS AMERICAN SECURITIES INC. (NEW YORK NY)
NY
06/12/2001 - 12/12/2002
DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)
NY
12/08/1997 - 05/30/2001
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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