Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Arthur Penrod is a Registered Investment Advisor representative with HBW Advisory Services LLC in SIMI VALLEY, CA. Todd has been in the financial services industry for over 20 years. Todd has experience working with individuals, families, and small businesses. Todd specializes in financial planning, investment management, and retirement planning. He holds Series 7, 24, 51, 63, and 65 securities licenses. Todd is also the Chief Compliance Officer for HBW Advisory Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
09/09/2015 - Present
HBW Advisory Services LLC (SIMI VALLEY CA)
CA
06/26/2017 - 07/29/2021
CETERA ADVISOR NETWORKS LLC (SIMI VALLEY CA)
CA
06/15/2015 - 08/01/2017
HBW SECURITIES LLC (SIMI VALLEY CA)
CA
05/25/2011 - 06/01/2015
FARMERS FINANCIAL SOLUTIONS, LLC (AGOURA HILLS CA)
CA
08/05/2008 - 05/13/2011
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
CA
01/31/2008 - 03/03/2008
NATIONAL PLANNING CORPORATION (SANTA MONICA CA)
CA
11/05/2003 - 05/08/2007
WM FINANCIAL SERVICES, INC. (FULLERTON CA)
CA
10/06/2000 - 07/29/2003
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
08/02/2000 - 09/19/2000
MONY SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 08/03/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2011
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/16/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Todd Penrod is the right advisor for you? Invested Better is here to help.
