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Todd Arnold Kemper

Northwestern Mutual Investment Services, LLC

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About Todd Arnold Kemper

Todd Kemper is a financial advisor with Northwestern Mutual Investment Services, LLC, based in Germantown, Wisconsin. Todd has been in the industry since November 1996 and is registered with both FINRA and the state of Wisconsin. Todd's previous experience includes working with U.S. Bancorp Investments, Inc., Terra Securities Corporation, and TD Waterhouse Investor Services, Inc. In addition to his Series 7 and 66 securities registrations, Todd also holds the Series 9 General Securities Sales Supervisor - Options Module Examination and the SIE Securities Industry Essentials Examination.

Firm Information

Todd Kemper is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

W189N11100 KLEINMANN DR

GERMANTOWN, WI 53022

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Todd Kemper’s Registration & Firm History

WI

04/23/2020 - Present

Northwestern Mutual Investment Services, LLC (GERMANTOWN WI)

WI

03/28/2005 - 04/15/2020

U.S. BANCORP INVESTMENTS, INC. (MENOMONEE FALLS WI)

IL

02/10/2005 - 04/12/2005

TERRA SECURITIES CORPORATION (SCHAUMBURG IL)

NE

11/14/1996 - 02/24/2003

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

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Licenses & Designations

BOTH

Issued 2/2/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/25/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 5/16/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/13/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Todd Arnold Kemper.
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