Unclaimed
Todd Kemper is a financial advisor with Northwestern Mutual Investment Services, LLC in Germantown, WI. Todd has been in the financial services industry since 1996. Todd holds a Series 7, Series 9, Series 63 and Series 66 licenses and is registered in Wisconsin and Arizona. Todd is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Prior to joining Northwestern Mutual Investment Services, LLC, Todd was with US BANCORP INVESTMENTS, INC and TERRA SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
04/23/2020 - Present
Northwestern Mutual Investment Services, LLC (GERMANTOWN WI)
WI
03/28/2005 - 04/15/2020
U.S. BANCORP INVESTMENTS, INC. (MENOMONEE FALLS WI)
IL
02/10/2005 - 04/12/2005
TERRA SECURITIES CORPORATION (SCHAUMBURG IL)
NE
11/14/1996 - 02/24/2003
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BOTH
Issued 02/02/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Todd Kemper is the right advisor for you? Invested Better is here to help.