Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Williams is a financial advisor with Wells Fargo Clearing Services, LLC. Todd has been in the financial industry since 1993. He specializes in providing investment consulting services to institutional clients, as well as financial planning and portfolio management for businesses and individuals. Todd has a strong track record of success and is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NV
12/01/2015 - Present
Wells Fargo Clearing Services, LLC (LAS VEGAS NV)
NV
10/05/2006 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (LAS VEGAS NV)
NV
03/16/2005 - 10/10/2006
RBC DAIN RAUSCHER INC. (LAS VEGAS NV)
MA
10/20/2004 - 03/16/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
02/19/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MO
02/11/2000 - 02/27/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
02/12/1993 - 02/08/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 11/15/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/03/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/03/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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