Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Anthony Showalter is a financial advisor who has been in the industry since 1993. Todd Anthony Showalter is currently registered with Wells Fargo Clearing Services, LLC. Todd Anthony Showalter previously worked at Credit Suisse Securities (USA) LLC, Lehman Brothers Inc., BANC OF AMERICA SECURITIES LLC, MESIROW FINANCIAL, INC., and YOUNG CAPITAL GROUP (LIMITED PARTNERSHIP). Todd Anthony Showalter has a total of 24 state registrations and 6 approved SRO registrations. Todd Anthony Showalter is a registered representative of Wells Fargo Advisors, LLC. Todd Anthony Showalter is also a registered investment advisor. Todd Anthony Showalter's specializations include investments, fixed income, insurance, mutual funds, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/28/2024 - Present
Wells Fargo Clearing Services, LLC (CHICAGO IL)
IL
09/12/2008 - 04/12/2016
CREDIT SUISSE SECURITIES (USA) LLC (CHICAGO IL)
IL
06/16/2003 - 09/19/2008
LEHMAN BROTHERS INC. (CHICAGO IL)
NY
09/01/2000 - 06/17/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
IL
02/07/1994 - 07/21/2000
MESIROW FINANCIAL, INC. (CHICAGO IL)
IL
07/08/1993 - 02/25/1994
YOUNG CAPITAL GROUP (LIMITED PARTNERSHIP) (CHICAGO IL)
IA
Issued 10/10/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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