Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Sanftner is a financial advisor with over 23 years of experience in the financial services industry. Todd is registered with LPL Financial LLC and is a registered investment advisor in the state of Iowa. Todd has a broad range of experience, working with a variety of clients including individuals, businesses, and charitable organizations. Todd has a strong background in financial planning, portfolio management, and investment advisory services. Prior to joining LPL Financial LLC, Todd was employed with First Union Securities, Inc. in St. Louis, Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IA
11/08/2001 - Present
LPL Financial LLC (WEST DES MOINES IA)
MO
10/21/1998 - 10/25/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
BOTH
Issued 11/08/2001
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/16/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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