Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Anthony Lien is a financial advisor with LPL Financial LLC. Todd has been in the financial industry since 1994 and has experience in various areas including investment advisory, securities and insurance. Todd is registered with the Financial Industry Regulatory Authority (FINRA) as a general securities representative and a general securities principal. Todd is also registered with the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/15/2023 - Present
LPL Financial LLC (SAN DIEGO CA)
CO
06/08/2018 - 05/12/2023
SIGMA FINANCIAL CORPORATION (Lone Tree CO)
CO
10/05/2009 - 06/12/2018
AMERIPRISE FINANCIAL SERVICES, INC. (LONE TREE CO)
CO
01/26/1994 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (LONE TREE CO)
IA
Issued 10/05/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/05/1997
Series 24 - General Securities Principal Examination
BC
Issued 02/03/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 01/25/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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