Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Sauser is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. located in Chandler, Arizona. Todd has been working in the financial industry since June 8, 2015. Todd is a Series 66, Series 7 and SIE licensed advisor who holds active registrations in 55 jurisdictions, including Arizona, Texas and California. Prior to joining Merrill Lynch, Todd was affiliated with PARK AVENUE SECURITIES LLC. Todd has a background in the insurance industry and has held positions at Guardian Life Insurance and AFLAC. Todd is also a general partner/managing member of Maximus Capital LLC, a limited liability company that holds real estate investment properties.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
10/05/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHANDLER AZ)
AZ
05/05/2015 - 08/24/2015
PARK AVENUE SECURITIES LLC (PHOENIX AZ)
BOTH
Issued 08/04/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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