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Todd Andrew Kaltman

Kroll Securities LLC

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About Todd Andrew Kaltman

Todd Kaltman is a securities professional with over 18 years of experience in the industry. Todd is currently registered with Kroll Securities LLC in Century City, California. Todd holds the Series 7, Series 63, Series 79TO and SIE licenses. Todd is registered with the state of California.

Firm Information

Todd Kaltman is currently registered with Kroll Securities LLC. Kroll Securities LLC is a Limited Liability Company formed in June 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Todd Kaltman’s Registration & Firm History

CA

01/19/2005 - Present

Kroll Securities LLC (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 01/20/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/18/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Todd Andrew Kaltman.
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