Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Andrew Burton is a financial advisor registered with Charles Schwab & CO., Inc. located in Woodland Hills, California. Todd has been in the industry since October 5, 2006. Todd holds several licenses and certifications, including Series 6, 7, 9, 10, 24, 26, 63, and 66. Prior to joining Charles Schwab & CO., Inc., Todd has also worked for B. RILEY WEALTH MANAGEMENT, Oppenheimer & Co. Inc., Fidelity Brokerage Services LLC, WAMU INVESTMENTS, INC., and JANUS DISTRIBUTORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
02/02/2021 - Present
Charles Schwab & CO., Inc. (Woodland Hills CA)
CA
08/06/2018 - 02/21/2020
B. RILEY WEALTH MANAGEMENT (Los Angeles CA)
CA
04/06/2017 - 08/03/2018
OPPENHEIMER & CO. INC. (LOS ANGELES CA)
CA
09/24/2014 - 04/14/2017
FIDELITY BROKERAGE SERVICES LLC (LOS ANGELES CA)
CA
09/06/2002 - 04/21/2008
WAMU INVESTMENTS, INC. (IRVINE CA)
CO
10/24/1997 - 02/07/2001
JANUS DISTRIBUTORS, INC. (DENVER CO)
BOTH
Issued 08/23/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/27/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/01/2005
Series 24 - General Securities Principal Examination
BC
Issued 12/09/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/22/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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