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Todd Andrew Bock

Northwestern Mutual Investment Services, LLC

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About Todd Andrew Bock

Todd Andrew Bock is a financial advisor with Northwestern Mutual Investment Services, LLC. Todd has been in the financial industry since 1997 and has a Series 6, 7, 26, 63, and 65 licenses. Todd specializes in providing investment advice to individuals and families, and he is also a licensed insurance agent. Todd's firm offers financial planning, investment management, and insurance services. Todd is committed to helping his clients achieve their financial goals.

Firm Information

Todd Bock is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Todd Bock’s Registration & Firm History

MN

11/04/2013 - Present

Northwestern Mutual Investment Services, LLC (MARSHALL MN)

WI

02/26/1997 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 12/23/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/31/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/11/2006

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 12/10/1998

Series 12 - NYSE Branch Manager Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/03/2006

Series 7 - General Securities Representative Examination

BC

Issued 01/27/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Todd Andrew Bock. Review regulatory record here.
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