Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Werling is a financial advisor who has been working in the industry since 1997. Todd is currently registered with Osaic Wealth, Inc., and has held previous positions with Securities America, Inc., Park Avenue Securities LLC, Guardian Investor Services Corporation, EQ Financial Consultants, Inc., and The Equitable Life Assurance Society of the United States. Todd has a diverse background in financial services, including experience with financial planning, portfolio management, and insurance. Todd holds Series 6, 63, and 65 licenses, along with the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/14/2024 - Present
Osaic Wealth, Inc. (FAIRFIELD NJ)
NJ
09/30/2004 - 06/14/2024
SECURITIES AMERICA, INC. (FAIRFIELD NJ)
NY
05/03/1999 - 10/04/2004
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
11/02/1998 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
01/20/1997 - 11/06/1998
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
01/20/1997 - 11/06/1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 07/14/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Todd Werling is the right advisor for you? Invested Better is here to help.
