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Todd Allen Leightey

Northwestern Mutual Investment Services, LLC

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About Todd Allen Leightey

Todd Leightey is a financial advisor with Northwestern Mutual Investment Services, LLC. Todd has been in the financial services industry since 2001 and has experience working with clients in a variety of areas, including insurance, investment management, and financial planning. He is registered to provide investment advice in Ohio and several other states. Todd currently works out of the Upper Sandusky, OH office.

Firm Information

Todd Leightey is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

134 S SANDUSKY AVE

UPPER SANDUSKY, OH 43351

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Todd Leightey’s Registration & Firm History

OH

04/19/2006 - Present

Northwestern Mutual Investment Services, LLC (UPPER SANDUSKY OH)

MO

08/07/2001 - 10/18/2001

EDWARD JONES (ST. LOUIS MO)

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Licenses & Designations

BOTH

Issued 12/12/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 2/19/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 8/6/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Todd Allen Leightey. Review regulatory record here.
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