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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Hicks is a financial advisor with Stifel, Nicolaus & Company, Inc. located in Blue Ash, Ohio. Todd has been a registered financial advisor for over 30 years and has experience working with a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. He provides financial planning, portfolio management, and pension consulting services. His expertise includes stocks, bonds, mutual funds, and options. Todd is a Series 7, 24, 31, 63 and 65 licensed holder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
01/11/2019 - Present
Stifel, Nicolaus & Company, Inc. (BLUE ASH OH)
OH
06/01/2009 - 01/18/2019
MORGAN STANLEY (CINCINNATI OH)
OH
05/24/1995 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CINCINNATI OH)
NY
08/22/1994 - 05/11/1995
H.J. MEYERS & CO., INC. (ROCHESTER NY)
NY
09/13/1991 - 09/15/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
NY
08/08/1994 - 08/19/1994
WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)
IA
Issued 06/12/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 09/12/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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