Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Allen Griffiths is a financial professional with over 7 years of experience in the industry. Currently, Todd is a Registered Representative at Charles Schwab & CO., Inc. Prior to joining Charles Schwab & CO., Inc., Todd was a Registered Representative at TD AMERITRADE, INC. Todd is licensed to sell securities in 53 states. Todd holds Series 7, Series 9 and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
01/02/2020 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
08/24/2016 - 09/26/2018
TD AMERITRADE, INC. (Southlake TX)
BOTH
Issued 09/12/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/29/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/26/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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