Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Alan Tourgee is a financial advisor with over 20 years of experience in the financial services industry. Todd is currently registered with Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC, and Cetera Advisors LLC. Todd is licensed to sell securities in California and Colorado. Previously, Todd has worked with First Allied Securities, Inc., TIAA-CREF Individual & Institutional Services, LLC, GWFS Equities, Inc., and Columbia Management Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/26/2022 - Present
Cetera Financial Specialists LLC (GREENWOOD VILLAGE CO)
CA
01/26/2022 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CO
01/14/2008 - 06/04/2010
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
10/30/2007 - 11/26/2007
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
03/23/2000 - 07/27/2007
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (AURORA CO)
BC
Issued 04/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2015
Series 7 - General Securities Representative Examination
BC
Issued 03/22/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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