Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Alan Spille has over 30 years of experience in the financial services industry. Todd is currently a Registered Representative and Investment Advisor Representative with Thurston Springer Advisors, and has been with the firm since 2016. Prior to Thurston Springer Advisors, Todd was with Sterne Agee Financial Services, Inc. where he held the positions of Financial Advisor and Investment Advisor Representative. Todd holds the Series 6, Series 7 and Series 63 licenses as well as the SIE. In addition to providing financial advice, Todd is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IN
08/25/2020 - Present
Thurston Springer Advisors (INDIANAPOLIS IN)
IN
09/12/2014 - 01/28/2016
STERNE AGEE FINANCIAL SERVICES, INC. (LAFAYETTE IN)
IN
05/20/2003 - 09/12/2014
WRP INVESTMENTS, INC. (LAFAYETTE IN)
MO
02/27/1995 - 06/10/2003
FFP SECURITIES, INC. (CHESTERFIELD MO)
IN
10/05/1990 - 03/21/1995
CITY SECURITIES CORPORATION (INDIANAPOLIS IN)
NA
08/03/1990 - 09/07/1990
FIRST PACIFIC CAPITAL CORPORATION
NJ
05/22/1989 - 08/18/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
05/22/1989 - 08/18/1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
11/16/1988 - 05/17/1989
MUTUAL OF OMAHA FUND MANAGEMENT COMPANY
NA
07/05/1988 - 08/20/1988
WADDELL & REED, INC.
BC
Issued 10/28/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
BC
Issued 06/30/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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