Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Sowders is a securities professional with over 10 years of experience in the financial services industry. Todd is currently registered with Fidelity Brokerage Services LLC as a General Securities Representative and has passed several industry exams including the Series 7, Series 9, Series 10, and SIE exams. Todd has been registered with the state of Kentucky since 2011 and is currently registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
01/11/2011 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 01/24/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/15/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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