Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Alan Segal has been in the securities industry since December 25, 2005. Todd is currently registered with KKR Capital Markets LLC and has previously been registered with MORGAN STANLEY, PURSHE KAPLAN STERLING INVESTMENTS, and MORGAN STANLEY DW INC.. Todd holds several securities licenses, including Series 4, Series 7, Series 24, Series 31, Series 53, and Series 66. Todd Segal is registered in all 50 states plus Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/11/2022 - Present
KKR Capital Markets LLC (New York NY)
NY
08/16/2010 - 01/04/2022
MORGAN STANLEY (PURCHASE NY)
NY
06/01/2006 - 07/19/2010
PURSHE KAPLAN STERLING INVESTMENTS (ALBANY NY)
NY
09/05/2005 - 05/12/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/23/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/03/2011
Series 4 - Registered Options Principal Examination
BC
Issued 07/16/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/18/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 09/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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