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Todd Alan Rouleau

Thomas Doll

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About Todd Alan Rouleau

Todd Rouleau is a financial advisor registered with Thomas Doll and Earned Wealth. Todd has been in the financial industry since 2001 and holds the Series 4, 7, 24, and 63 licenses. Todd is a Certified Financial Planner and a Chartered Financial Analyst. The advisor works with individuals, corporations, pension plans, and charitable organizations.

Firm Information

Todd Rouleau is currently registered with Thomas Doll. Thomas Doll is a Walnut Creek, CA-based registered investment advisor with $1.4 billion in assets under management. The firm provides financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. Thomas Doll primarily serves high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and charitable organizations.
Thomas Doll

165 LENNON LANE

WALNUT CREEK, CA 94598

$1.42B

Assets Under Management

60

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Todd Rouleau’s Registration & Firm History

CA

07/28/2016 - Present

Thomas Doll (WALNUT CREEK CA)

CA

07/12/2004 - 07/27/2016

SCOTTRADE, INC. (WALNUT CREEK CA)

MA

10/21/2003 - 05/14/2004

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

MA

12/02/2002 - 08/15/2003

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

MO

08/13/2001 - 11/06/2002

SCOTTRADE, INC. (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 08/20/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/29/2011

Series 4 - Registered Options Principal Examination

BC

Issued 01/18/2007

Series 24 - General Securities Principal Examination

BC

Issued 07/27/2016

SIE - Securities Industry Essentials Examination

BC

Issued 08/09/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Todd Alan Rouleau.
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