Unclaimed
Todd Johnson is a financial advisor at Ameriprise Financial Services, LLC. Todd has been in the financial services industry since March 20, 1996. Todd is registered to provide investment advice in 12 states. Todd provides services to individuals, corporations, trusts, estates, charitable organizations, and pension and profit sharing plans. Todd's specialties include asset allocation services, financial planning, pension consulting, educational seminars, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IA
01/30/2017 - Present
Ameriprise Financial Services, LLC (Cedar Falls IA)
IA
11/21/2011 - 02/01/2017
WOODBURY FINANCIAL SERVICES, INC. (CEDAR FALLS IA)
IA
11/23/2009 - 11/22/2011
ING FINANCIAL PARTNERS, INC. (CEDAR FALLS IA)
IA
03/17/2006 - 11/13/2009
ING FINANCIAL PARTNERS, INC. (CEDAR FALLS IA)
NY
05/03/1999 - 03/31/2006
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
01/29/1997 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
MN
03/12/1996 - 02/26/1997
MIMLIC SALES CORPORATION (ST. PAUL MN)
BOTH
Issued 10/02/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/11/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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