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Todd Alan Goetz

D.e. Shaw Securities, LLC

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About Todd Alan Goetz

Todd Goetz is a registered representative with D.e. Shaw Securities, LLC. He is a member of FINRA and is Series 99 and SIE exam qualified. Todd joined the firm in 2012 and currently works out of the New York, NY office.

Firm Information

Todd Goetz is currently registered with D.e. Shaw Securities, LLC. D.e. Shaw Securities, LLC is a Limited Liability Company formed on November 13, 2000. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. D.e. Shaw Securities has been approved for registration by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

Not reported

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Todd Goetz’s Registration & Firm History

NY

10/02/2012 - Present

D.e. Shaw Securities, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Todd Alan Goetz.
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